Podcast Episodes

[Song] The Will Power Boogie

[Verse 1]

If you wanna plan your estate just right,

Let me break it down in a way that’s light.

We’ve got wills of all kinds, fancy and rough,

Holographi…

1 year, 3 months ago

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[Fundamentals] 9, Confidentiality

Season 2 Episode 9

Maintain client privacy and confidentiality, with exceptions for legal and enforcement purposes. Open Exam Prep Podcast. More Exam Prep Content Visit…

1 year, 3 months ago

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[Fundamentals] 8, Conflict of Interest

Season 2 Episode 8

Must disclose and manage conflicts, including compensation and product limitations. Open Exam Prep Podcast. More Exam Prep Content Visit: https://ope…

1 year, 3 months ago

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[Fundamentals] 7, Fiduciary Duty

Season 2 Episode 7

CFP® professionals must act in the best interest of clients, adhering to fiduciary standards. Open Exam Prep Podcast. More Exam Prep Content Visit: h…

1 year, 3 months ago

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[Fundamentals] 6, Professionalism

Season 2 Episode 6

Requires dignity, courtesy, and appropriate use of CFP® marks in professional interactions. Open Exam Prep Podcast. More Exam Prep Content Visit: htt…

1 year, 3 months ago

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[Fundamentals] 5, Continuing Education

Season 2 Episode 5

CFP® certificants must complete 30 hours every two years, including ethics training. Open Exam Prep Podcast. More Exam Prep Content Visit: https://op…

1 year, 3 months ago

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[Fundamentals] 4, Code of Ethics

Season 2 Episode 4

Includes honesty, integrity, client best interests, due care, conflict management, and confidentiality. Open Exam Prep Podcast. More Exam Prep Conten…

1 year, 3 months ago

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[Fundamentals] 3, Financial Planning Process

Season 2 Episode 3

Collaborative process to help clients meet life goals through integrated financial advice. Open Exam Prep Podcast. More Exam Prep Content Visit: http…

1 year, 3 months ago

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[Fundamentals] 2, Financial Advice Definition

Season 2 Episode 2

Recommendations on financial plans, asset management, and professional services. Open Exam Prep Podcast. More Exam Prep Content Visit: https://open-e…

1 year, 3 months ago

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[Fundamentals] 10, Compensation Models

Season 2 Episode 10

Fee-only, fee-based, and commission structures, with specific disclosure requirements. Open Exam Prep Podcast. More Exam Prep Content Visit: https://…

1 year, 3 months ago

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