Podcast Episodes
Back to SearchSeries 63 The Administrator and Jurisdiction ( Series 65 and Series 66 )
Season 3 Episode 86
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Kenneth discussed the role of a state regulator, the administrator, in overseeing security transactions. He explained the concept of …
2 years, 4 months ago
Career change into Finance? Look before you Leap
Episode 85
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If you were thinking of a career of jumping into finance, we welcome you, but you should know that it’s not all wine and roses. There…
2 years, 4 months ago
twas the night before Chrismas (series 7 edition)
Season 4 Episode 84
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Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…
2 years, 4 months ago
5 Simple tips to prevent burnout when studying
Season 4 Episode 82
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IF you are taking any of the FINRA Exams.. whether its the Series 7 Exam, SIE Exam, Series 6 Exam or any of the NASAA exams, its very…
2 years, 4 months ago
Series 65/66 Exam:What is an Investment Advisor
Season 3 Episode 81
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Whether you are taking the Series 65 Exam or the Series 66 Exam or not you should know what an Investment Advisor is. This episode w…2 years, 5 months ago
How I passed the Series 7 Exam in one try
Season 4 Episode 80
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f you want to pass this Series 7 Exam, the first time this is the video you should be watching. The Series 7 Exam is not an easy exam…
2 years, 5 months ago
Series 65/66 Exam:Per Stirpes vs Per Capita
Season 3 Episode 79
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Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…
2 years, 5 months ago
Series 63/65/66: What is a Broker Dealer
Season 3 Episode 78
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Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…
2 years, 5 months ago
Discretionary Accounts( SIE exam and Series 7 Exam )
Episode 77
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Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…
2 years, 5 months ago
Option basics: Dont be afraid of the Greeks
Season 4 Episode 76
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📚 About the Podcast
Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…
2 years, 5 months ago