Podcast Episodes

Intro to the SIE exam part 2 8/26/2024

Season 1 Episode 122

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Meeting purpose

To provide training and review key concepts for the SIE exam

Key TakeawaysReviewed mutual funds, options, margin accoun…

2 years ago

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Intro to the SIE Exam 8/24/2024

Season 1 Episode 121

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SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions…

2 years, 1 month ago

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LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

Episode 120

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Join us for rebroadcast  an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series…

2 years, 1 month ago

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Series 7 Exam :Exploring the Different Types of Mutual Fundss

Season 2 Episode 119

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Join us for a comprehensive 20-minute deep dive into the diverse world of mutual funds, tailored specifically for Series 7 and Series…

2 years, 2 months ago

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Option Cost Basis : Way too fast Rundown

Season 2 Episode 118

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  Get ready to ace your Series 7 exam with our concise, 5-minute podcast on the cost basis of options. This high-level overview is pe…

2 years, 2 months ago

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Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024

Season 5 Episode 117

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Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Seri…

2 years, 2 months ago

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Are you an Accredited Investor?

Season 5 Episode 116

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Are you preparing for the Series 7 exam or interested in becoming an accredited investor? This video breaks down everything you need …

2 years, 3 months ago

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SIE and ALL FINRA Exam LIVE Q&A June 25th, 2024

Season 5 Episode 115

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Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Seri…

2 years, 3 months ago

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LIVE Q&A SIE EXAM and ALL FINRA and NASAA Exams June 18th 2024

Season 4 Episode 114

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📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…

2 years, 3 months ago

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Series 65/66 Investment Advisory Clients

Season 3 Episode 113

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📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…

2 years, 3 months ago

View Episode