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Series 7 Showdown: Which is better? Mutual Fund or ETF?

Season 2 Episode 127

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And that’s a wrap! ETFs bring low costs, transparency, and tax efficiency to the table, while Mutual Funds promise active management,…

1 year, 5 months ago

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Series 66 Showdown: Broker Dealer Vs Investment Advisors
Series 66 Showdown: Broker Dealer Vs Investment Advisors

Episode 126

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Welcome to Series 66 Showdown , where egos clash, and the gloves come off! Tonight’s matchup: Broker-Dealers versus Investment Adviso…

1 year, 5 months ago

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Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdown
Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdown

Season 6 Episode 125

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In this fiery debate, we pit General Obligation Bonds against Revenue Bonds in a no-holds-barred battle of municipal finance! Are GO …

1 year, 5 months ago

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Intro to the SIE Exam 2024 ( AUDIO ONLY )

Episode 124

SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions
  - Detailed e…

1 year, 7 months ago

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Intro to the SIE  exam  part 2 8/26/2024
Intro to the SIE exam part 2 8/26/2024

Season 1 Episode 122

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Meeting purpose

To provide training and review key concepts for the SIE exam

Key TakeawaysReviewed mutual funds, options, margin accoun…

1 year, 8 months ago

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Intro to the SIE Exam  8/24/2024
Intro to the SIE Exam 8/24/2024

Season 1 Episode 121

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SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions…

1 year, 8 months ago

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LIVE Q&A  SIE Exam and Series 7 Exam   Aug 15th 2024
LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

Episode 120

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Join us for rebroadcast  an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series…

1 year, 9 months ago

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Series 7 Exam :Exploring the Different Types of Mutual Fundss

Season 2 Episode 119

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Join us for a comprehensive 20-minute deep dive into the diverse world of mutual funds, tailored specifically for Series 7 and Series…

1 year, 9 months ago

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Option Cost Basis : Way too fast Rundown
Option Cost Basis : Way too fast Rundown

Season 2 Episode 118

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  Get ready to ace your Series 7 exam with our concise, 5-minute podcast on the cost basis of options. This high-level overview is pe…

1 year, 10 months ago

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Live Q&A  SIE exam and all FINRA and NASAA Exams  7/16/2024
Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024

Season 5 Episode 117

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Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Seri…

1 year, 10 months ago

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