Podcast Episodes

Wall Street Wrap Up Feb 11th, 2025

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Season 6 Episode 130

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Published on 7 months, 3 weeks ago

10 Top 10 Reasons FINRA Should Let Anyone Take the Series 7 Exam (No Sponsorship Needed!)

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Season 6 Episode 129

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Is FINRA's sponsorship requirement for the Series 7 exam holding people back? In this video, we dive into 10 powerful reasons why FINRA should allow anyone to take the Series 7 exam without needing a…

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Published on 8 months, 1 week ago

Wall Street Wrap up. Jan 25th, 2025

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Season 6 Episode 128

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short video covering the big news on Wall Street for the week.

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Published on 8 months, 1 week ago

Series 7 Showdown: Which is better? Mutual Fund or ETF?

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Season 2 Episode 127

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And that’s a wrap! ETFs bring low costs, transparency, and tax efficiency to the table, while Mutual Funds promise active management, stability, and expertise. It’s a clash of innovation versus tradi…

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Published on 9 months, 3 weeks ago

Series 66 Showdown: Broker Dealer Vs Investment Advisors

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Episode 126

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Welcome to Series 66 Showdown , where egos clash, and the gloves come off! Tonight’s matchup: Broker-Dealers versus Investment Advisors. One sells what you want; the other claims to act in your best …

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Published on 9 months, 4 weeks ago

Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdown

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Season 6 Episode 125

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In this fiery debate, we pit General Obligation Bonds against Revenue Bonds in a no-holds-barred battle of municipal finance! Are GO Bonds the gold standard of safety and taxpayer backing, or are the…

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Published on 10 months ago

Intro to the SIE Exam 2024 ( AUDIO ONLY )

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Episode 124

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SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions
  - Detailed explanations were provided on different types of se…

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Published on 11 months, 3 weeks ago

Intro to the SIE exam part 2 8/26/2024

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Season 1 Episode 122

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Meeting purpose

To provide training and review key concepts for the SIE exam

Key Takeaways Reviewed mutual funds, options, margin accounts, and other key topics Practiced sample exam questions and di…

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Published on 1 year ago

Intro to the SIE Exam 8/24/2024

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Season 1 Episode 121

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SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions
  - Detailed explanations were provided on different types of se…

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Published on 1 year, 1 month ago

LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

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Episode 120

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Join us for rebroadcast  an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden …

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Published on 1 year, 1 month ago