Podcast Episodes
Back to SearchHow FINRA Turns Member Feedback Into Action
Episode 189
As a self-regulatory organization, FINRA doesn't operate in a vacuum. Our effectiveness depends on understanding what is happening in the industry, h…
6 hours ago
Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis
Episode 188
On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robe…
1 month ago
How FINRA Is Enhancing Member Firm Examinations
Episode 187
Examinations are a cornerstone of FINRA's regulatory oversight, but how we conduct them is evolving. As part of FINRA Forward, we're making our appro…
2 months ago
Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements
Episode 186
Every time you check a stock price on your phone or watch a ticker scroll across a screen, you are seeing the result of a complex reporting system mo…
3 months ago
How FINRA Is Streamlining Data Requests
Episode 185
Data is at the heart of everything we do at FINRA—from examining firms to detecting suspicious trading to protecting investors. But the process of re…
4 months ago
Financial Security in 2026: Tips for Investors and How Firms Can Help
Episode 184
Financial security is about more than just building wealth: It's about resilience, preparation, and having the tools to weather whatever comes your w…
5 months ago
Investors in the United States: Key Trends and Insights from the National Financial Capability Study
Episode 183
The FINRA Investor Education Foundation’s National Financial Capability Study is an expansive source of data and insights about the financial lives o…
6 months ago
Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership
Episode 182
The Annual Regulatory Oversight Report is one of FINRA’s most valued resources for member firms—and this year, we're publishing it earlier than ever …
6 months, 4 weeks ago
Making Your Voice Heard Through FINRA Member Engagement
Episode 181
As a self-regulatory organization, engagement with member firms is vital to FINRA’s success. On this episode, we highlight engagement opportunities, …
7 months ago
Building Cybersecurity Resilience Through FINRA Forward
Episode 180
Today's cybersecurity threats aren't isolated incidents—they are sophisticated operations orchestrated by organized criminals and even nation states.…
7 months, 2 weeks ago