Podcast Episodes
Back to Search
The Importance of Emotional Intelligence in Compliance
This podcast episode of The Compliance Officers Playbook argues that emotional intelligence (EI) is crucial for compliance professionals. It defines EI's five components—self-awareness, self-regulati…
Published on 1 year ago
Navigating Investigations and Interviews: A Compliance Officer's Guide
This podcast episode of "The Compliance Officers Playbook" provides a practical guide to conducting effective investigations and interviews. Key steps in investigations are outlined, including planni…
Published on 1 year ago
Managing Compliance Across Multiple Jurisdictions
This podcast episode of The Compliance Officers Playbook focuses on the complexities of managing compliance across multiple jurisdictions. It explores the varying global regulatory landscape, includi…
Published on 1 year ago
Integrating Compliance into Business Strategy
This podcast episode, "Integrating Compliance into Business Strategy," argues that compliance should be a core component of business strategy, not merely a reactive function. It explores the shift fr…
Published on 1 year ago
The Four Types of Audit Opinions
This podcast episode of “The New Compliance Officer’s Playbook” explains the four types of audit opinions: unqualified (clean), indicating accurate financial statements; qualified, showing minor issu…
Published on 1 year ago
Luxembourg RBE & RCS Registers Law Amendments (DEC 2024)
Luxembourg has updated its Register of Beneficial Owners (RBE) and Trade and Companies Register (RCS) laws, demanding greater accuracy and timeliness of company information. Increased penalties for n…
Published on 1 year ago
Real Life Money Mule Tactics and Airport Security
Airport security officers are increasingly encountering sophisticated methods used by money mules to smuggle cash, including concealing banknotes within clothing and hollowed-out electronic devices. …
Published on 1 year ago
EBA Report: EU AML/CFT Supervision
The European Banking Authority (EBA) recently assessed EU national competent authorities' (NCAs) effectiveness in combating money laundering and terrorist financing (AML/CFT). While progress has been…
Published on 1 year ago
The Importance of Vendor Audits
This podcast episode of "The New Compliance Officer's Playbook" stresses the critical importance of vendor audits for organisations. It details why vendor audits are necessary to mitigate risks like …
Published on 1 year ago
Advanced Techniques for Mitigating Third-Party Risks in Compliance
The episode outlines a comprehensive strategy for mitigating third-party risk in compliance. It details advanced techniques, including enhanced due diligence, continuous monitoring, and contractual s…
Published on 1 year ago