Podcast Episodes
Back to Search
Upbit Faces Sanctions for AML Violations
The episode tackles reports that Upbit, South Korea's largest cryptocurrency exchange, faces potential suspension and substantial fines for violating anti-money laundering (AML) and Know Your Custome…
Published on 11 months, 2 weeks ago
NIST Cybersecurity Framework Mastery: Core Function 5 - Recover
This podcast episode from "The Compliance Officer’s Playbook" explains the "Recover" function within the NIST Cybersecurity Framework. It focuses on post-incident recovery, detailing steps such as re…
Published on 11 months, 2 weeks ago
NIST Cybersecurity Framework: Core Function 4 - Respond
This podcast episode from "The Compliance Officer’s Playbook" explains the "Respond" function within the NIST Cybersecurity Framework. It details six key steps: activating the response plan, containi…
Published on 11 months, 2 weeks ago
NIST Cybersecurity Framework Mastery: Core Function 3 - Detect
This podcast episode from "The Compliance Officer’s Playbook" explains the "Detect" function within the NIST Cybersecurity Framework. It stresses the importance of proactive threat detection alongsid…
Published on 11 months, 2 weeks ago
NIST Cybersecurity Framework Mastery: Core Function 2 - Protect
This podcast episode from The Compliance Officer’s Playbook explains the "Protect" core function within the NIST Cybersecurity Framework. It details crucial cybersecurity measures, including access c…
Published on 11 months, 2 weeks ago
NIST Cybersecurity Framework Mastery: Core Function 1 - Identify
This podcast episode of "The Compliance Officer’s Playbook" explains the "Identify" function within the NIST Cybersecurity Framework (CSF). It emphasises the crucial first step of understanding and c…
Published on 11 months, 2 weeks ago
Mastering GRC: A NIST CSF Homework
This episode details the first week's homework assignment in a cybersecurity training series focusing on Governance, Risk, and Compliance (GRC). The assignment uses the NIST Cybersecurity Framework (…
Published on 11 months, 2 weeks ago
Stenn Collapse: Fintech Crime and Regulatory Risk
The UK fintech company Stenn collapsed after indirect involvement in a US money laundering case triggered investigations by its lenders, highlighting the significant risks of indirect exposure to fin…
Published on 11 months, 2 weeks ago
SEC $18 Million Order Against LPL Financial
The SEC issued an $18 million penalty against LPL Financial for repeated violations of anti-money laundering (AML) regulations, specifically concerning its Customer Identification Program (CIP) and o…
Published on 11 months, 2 weeks ago
Building an Effective Operational Risk Management Framework
The episode explores the challenges of creating effective Operational Risk Management (ORM) frameworks. It highlights common pitfalls such as overcomplication, siloed responsibilities, and a reactive…
Published on 11 months, 2 weeks ago