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Ep. 52 - part 3 - How is the Stock Market Controlled Ethically?

Season 4 Episode 126 Published 3 years, 10 months ago
Description

Securities markets in the United States are regulated under the authority of the Securities Acts of 1933 and 1934, as amended. U.S. regulatory agencies such as the Securities and Exchange Commission, the New York Stock Exchange, NASDAQ, and FINRA were created by the Securities Act of 1933 in response to illicit acts leading up to the stock market crash of 1929. Those agencies continue to be the foundation of fair dealing in the U.S. securities markets.

Welcome to another episode with Jeff and Jake McClure from TPWC!

In this episode:

  1. Producer Price Index @5:30
  2. How are Securities Markets Regulated?” @12:52

And more!

This episode was recorded on January 15th, 2022. 

If you would like to contact us, please send an email to us at Jeff@tpwc.com or Jake@tpwc.com

You can also send a message to us through the contact form on our website https://www.tpwc.com/

We are happy to address any of your questions about Economics and Finance.

**The information we are presenting during the podcast is for educational purposes only and is not considered investment advice.  

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