Episode Details

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - Why California's duty of honesty requires disclosing all known material facts, even if not directly asked. - How to identify and refuse seemingly innocent client requests that could constitute illegal steering. - The professional standard for language access issues, including when to recommend a professional translator. - The clear line for avoiding the Unauthorized Practice of Law by always referring legal questions to an attorney. - How to uphold your fiduciary duty to vulnerable clients, especially when they face pressure from family members. For more free exam prep tools, practice questions, and AI-powered explanations, visit https://open-exam-prep.com/ or YouTube Channel: https://www.youtube.com/@Open-exam-prep