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The Art of the Roll: Managing Maturity, Liquidity, and Market Congestion


Episode 1298


In this episode, we break down the financial strategy of rolling a contract, a process where investors trade out of a current contract and immediately buy one with a longer maturity to maintain a position with constant maturity. We explore the primary motivations for this strategy, such as the need to target a specific timeline—like the five-year CDS rate—or the desire to hold on-the-run securities, which are generally more liquid than older, off-the-run counterparts.

Using US Treasuries as a key example, we explain how investors sell previous holdings to purchase newly auctioned securities. Finally, we discuss the market impact of these shifts, specifically index roll congestion, where traders execute strategies in advance of an index's published roll policy to anticipate and manage high trading volumes.

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Analogy for this episode: To understand the "on-the-run" vs. "off-the-run" dynamic of rolling contracts, imagine a tech enthusiast who insists on always having the latest smartphone model. Every year (at maturity), they trade in their current phone (close the contract) to buy the newest release (open the next contract). While the old phone still works, the new one is easier to sell later and has the most current features (higher liquidity). This habit allows them to maintain a "constant maturity" of owning a phone that is always less than one year old.


Published on 1 day, 2 hours ago






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