Episode Details
Back to EpisodesA Conversation With FINRA Chair Scott Curtis
Episode 175
Published 11 months, 3 weeks ago
Description
Resources mentioned in this episode:
Blog Post: Fee Rebate for FINRA Member Firms
Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve
Request for Comment: Outside Activities Rule—2025-05
Rule Proposal: Gifts Rule—2025-003
Subscribe to our show on Apple Podcasts, Google Play and by RSS.
Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mail
Subscribe to our show on Apple Podcasts, Google Play and by RSS.