Episode Details

This podcast episode, "The Anatomy of a Major Compliance Failure," explores the causes and consequences of significant compliance breaches. It highlights systemic issues such as weak leadership commitment, inadequate controls, and insufficient training as key contributors. A real-world case study illustrates how these factors interact, leading to substantial financial penalties and reputational harm. The episode concludes by outlining warning signs of potential failures and offering practical steps for organisations to improve their compliance programs, emphasising the importance of strong leadership, effective training, and a culture of transparency.