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Mastering Compliance Assurance: A 2LOD Perspective
This podcast episode, aimed at first-line-of-defense (1LOD) compliance professionals, explains the role of the second-line-of-defence (2LOD) in compliance assurance. It details a compliance assurance framework, highlighting the importance of collaboration between 1LOD and 2LOD teams. The episode further discusses the Compliance Monitoring Plan (CMP) roadmap and its value for proactive risk management. Practical advice is offered to improve 1LOD readiness for assurance reviews and foster stronger working relationships. Finally, actionable takeaways encourage listeners to enhance their collaboration and align their processes with the CMP.
Published on 1 year ago