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Guide to Reading & Interpreting Regulations
This podcast episode provides a guide for compliance officers in financial services on how to effectively read and interpret regulations. It covers foundational principles, such as understanding regulatory structure and definitions, and then explores strategies for deciphering legal language and jargon. The episode further advises on applying regulations, utilising resources like guidance documents and legal counsel, and finally implementing compliance procedures within a firm. The podcast stresses the importance of ongoing monitoring and clear communication of regulatory updates. Ultimately, it aims to equip listeners with the skills needed to ensure their firm's compliance.
Published on 1 year ago