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Finance Terms A to D For all Licensing Exams Series 7 Exam and Series 66 Exam
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accredited investor -------------------------- 1:05accumulation stage / unit -------------- 2:57acid test---------------------------------- 3:39active management style--------------- 5:07Act of 1933--------------------------------- 5:54Act of 1934---------------------------------- 6:42adjusted basis-------------------------- 8:18adjusted gross income---------------------- 8:41Administrator -------------------------- 9:18adoptions---------------------- 9:57ADR--------------------------------- 11:12
advertisement--------------------------------- 12:07agency basis--------------------------------- 12:36agency cross transaction---------------------- 12:57agent--------------------------------- 15:03aggressive investment strategy----------- 16:16all or none order (AON) ---------------------- 16:22alpha-------------------------------------------- 18:18alternative minimum tax (AMT) ----------- 19:29anti-dilutive covenant---------------------- 20:46arbitrage--------------------------------- 20:43arithmetic mean ---------------------- 23:16ask-------------------------------------------- 23:54assessable stock--------------------------------- 24:24
asset-------------------------------------------- 25:29asset class allocation---------------------- 25:47audited financial statement----------- 26:05back-end load--------------------------------- 26:31balanced fund--------------------------------- 27:27balance of payments---------------------- 28:05balance of trade--------------------------------- 28:05balance sheet---------------------- 31:02bank holding company---------------------- 31:36basis--------------------------------- 32:41basis point--------------------------------- 32:48bear--------------------------------------------- 33:27bear market------------------------------ 33:27benchmark portfolio-------------------------- 34:24beta--------------------------------------------- 18:18Black-Scholes------------------------------ 34:52blue-sky laws------------------------------ 35:02bona fide------------------------------ 35:10bond--------------------------------------------- 35:39bond fund------------------------------ 36:00bond rating------------------------------ 36:21bond yield------------------------------ 37:11book value per share-------------------------- 38:11breadth-of-market theory--------------- 38:48
brochure------------------------------ 39:47brochure supplement--------------- 39:47broker-dealer (BD) --------------------------- 41:50bull--------------------------------------------- 33:27bull market------------------------------ 33:27business cycle------------------------------ 42:59business risk------------------------------ 44:32bypass trust------------------------------ 44:56calendar year------------------------------ 45:40call--------------------------------------------- 46:00callable bond------------------------------ 46:26callable preferred stock--------------- 46:52call date------------------------------ 47:02call feature------------------------------ 47:18call provision------------------------------ 47:18call risk--------------------------------------------- 47:58capital appreciation--------------- 48:22capital asset------------------------------ 48:30capital asset pricing model (CAPM) 48:45capital gain------------------------------ 49:07capitalization------------------------------ 49:39capitalization ratio------------------------------ 49:49capital loss------------------------------ 50:17capital market------------------------------ 50:45
capital stock------------------------------ 51:03capital surplus------------------------------ 51:22capping------------------------------------------ 51:45cash account------------------------------ 52:23cash dividend--------------------------------- 53:07cash equivalent------------------------------ 54:53cash flow------------------------------ 54:28cease and desist o