Podcast Episodes
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Freemium - Fighting Financial Crime: SAR Reporting, AI in Compliance, and the Future of Market Integrity
This episode examines the rapidly evolving fight against financial crime, with a particular focus on the wholesale brokerage sector and the critical role of Suspicious Activity Reports (SARs). Drawin…
Published on 9 hours ago
Freemium - Crypto Compliance and Corporate Security: VPN Risks, Sanctions Enforcement, and OFAC Crackdowns
This episode explores the growing overlap between corporate IT security, cryptocurrency compliance, and international sanctions enforcement. We begin with the challenges system administrators face wh…
Published on 9 hours ago
EU DORA Explained: Building Digital Operational Resilience in Financial Services
This episode breaks down the Digital Operational Resilience Act (DORA), the EU’s landmark regulation aimed at strengthening the financial sector against ICT and cyber-related disruptions. We explore …
Published on 1 day, 8 hours ago
What Is AMLA? Inside the EU’s New Authority for Anti-Money Laundering Supervision
In this Compliance Officers Playbook episode, we explore the role and responsibilities of the European Union’s Anti-Money Laundering Authority (AMLA) and how it is reshaping financial crime supervisi…
Published on 5 days, 11 hours ago
Nationwide Fined £44 Million by the FCA: Inside the UK’s Biggest AML Failings
In this episode, we break down the Financial Conduct Authority’s Final Notice against Nationwide Building Society, which resulted in a £44.1 million fine for serious anti-money laundering (AML) failu…
Published on 2 weeks, 3 days ago
FCA’s New Single Complaints Return: What It Means for Firms, Markets & Vulnerable Consumers
In this episode, we break down the Financial Conduct Authority’s (FCA) latest move to simplify and strengthen the way complaints are reported across the UK financial services sector. The FCA—responsi…
Published on 3 weeks, 3 days ago
What Internal Audit Really Does: Independence, Assurance, and Value Creation - Compliance Officers Playbook
In this Compliance Officers Playbook podcast episode, we break down the core purpose of internal auditing—from its foundation in independence and objectivity to the two key services it provides: assu…
Published on 3 weeks, 5 days ago
Risk Appetite vs. Acceptable Risk: The Fundamentals Every Leader Should Know | Compliance Officers Playbook
In this Compliance Officers Playbook podcast episode, we break down the essential difference between risk appetite—the level of risk a board is willing to take—and acceptable risk, the amount an orga…
Published on 3 weeks, 5 days ago
Crypto Mixers Under Fire: Privacy Tools, Illicit Finance, and the Global Crackdown | Compliance Officers Playbook
In this Compliance Officers Playbook podcast episode, we dive into the complicated world of cryptocurrency mixing services—tools like CoinMixing and CoinJoins that promise enhanced privacy by obscuri…
Published on 3 weeks, 5 days ago
Cocaine in the Banana Boxes: Inside the Noboa Trading Smuggling Scandal Exposed by OCCRP | Your Compliance Officers Playbook
In this Compliance Officers Playbook podcast episode, we unpack a gripping cross-border investigation from OCCRP and KRIK that reveals how Balkan organised crime networks allegedly used banana shipme…
Published on 3 weeks, 6 days ago