Series 65 and Series 66 Exam: Offer and Sale Jurisdiction

Season 3

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State Jurisdiction Explained | Series 63, Series 65 & Series 66 Exam Prep

When does a state have jurisdiction over a securities transa…

1 day, 6 hours ago

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Series 7 Exam Prep: All About Order Types

Season 2

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the mechanics of secondary market trading, outlining how order tickets transition from entry and execution to clearing. Broker-dealer…

4 days, 3 hours ago

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FORM ADV:Series 65 and Series 66 Exam

Season 3

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Form ADV serves as the primary registration document utilized by investment advisors, structured into three distinct parts alongside …

1 week ago

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SIE Exam BEATS: Preferred Stock

Season 6

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Preferred stock shows up all over the Series 7, and it can feel more complicated than it really is.

In this episode, we make it smalle…

1 week, 5 days ago

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SIE Exam Beat: Bonds( Debt)

Season 6

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Bond Fundamentals — learn it while you move.

Bonds show up everywhere on the SIE and Series 7, and memorizing a couple of definitions …

2 weeks, 6 days ago

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SIE Exam: Rich People Buy Munis

Season 1

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educational guide to municipal bonds, focusing on why they are attractive investments for individuals in high tax brackets. It highli…

3 weeks ago

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Series7 Exam:Communications and Filing Guidelines

Season 2

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regulatory framework established by FINRA for governing how financial firms communicate with the public. It distinguishes between ret…

3 weeks, 2 days ago

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Balance Sheet vs Income Statement: Series 7 and Series 65 Exam

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financial statement and ratio analysis for both academic study and professional licensing. One source provides a specialized guide fo…

3 weeks, 4 days ago

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SIE Exam Beat: Common Stock Deep Dive

Season 6 Episode 1

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Study for your securities exam while you move.

This podcast turns the SIE, Series 7, Series 63, Series 65, Series 66, and other securi…

1 month ago

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Corporate Bonds ( BEATS) CAN THEY PAY?

Season 1

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📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Seri…

1 month ago

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